DFSA publishes findings of Client Classification and Suitability Review

February 2018

The Dubai Financial Services Authority (DFSA) has published the findings of a thematic review of client classification and suitability practices at regulated firms. The review is part of the DFSA’s risk-based supervisory efforts. The thematic review started with a comprehensive survey followed by detailed analysis of responses and follow-up visits to selected firms over the course of the year. The...

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DFSA publishes findings of Client Classification and Suitability Review

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